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BD- Broker-Dealer Client Consent to Electronic Delivery of InformationThe Broker Dealer Client Consent to Electronic Delivery of Information form constitutes a clients acknowledgement that the broker dealer may use electronic media to deliver information and the clients consent to receive information from the firm via email or other electronic means in accordance with SEC Release No. 33 7288; 34 37182; IC 21945; IA 1562 File No. S7 13 96 and or applicable state requirements. Members also downloaded the Broker Dealer
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The Broker-Dealer Client Consent to Electronic Delivery of Information form constitutes a client’s acknowledgement that the broker-dealer may use electronic media to deliver information and the client’s consent to receive information from the firm via email or other electronic means in accordance with SEC Release No. 33-7288; 34-37182; IC- 21945; IA-1562 File No. S7-13-96 and/or applicable state requirements.  Members also downloaded the Broker-Dealer Privacy Policy Statement Notification.

Version/Update: V.2/ August 31, 2020

Total Page Count/Format: 1/.docx

Source/Author(s): Connexien

BD- Broker-Dealer Client Consent to Electronic Delivery of Information

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